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Compliance

Complaints
If you have any complaint about the services offered by Persist, please write a letter to the management of our company. We will do our utmost to solve any problem to your satisfaction. If you are displeased with the answer and solution offered, you can address your complaint to the KiFid. This is a independent organization handling any complaint you might have concerning our financial advice and services. On the site of the KiFiD you can find the exact procedure. Our membership number is 300.014409.

Order execution policy
As well as Persist as the depositories we use have a order execution policy. These are:
Click here for the order execution policy off Theodoor Gilissen Services.
Click here for the best execution policy off Pershing LLC.
Click here for the order execution policy off Binck Bank.
Click here for the order execution policy off SAXO Bank.
Click here for the order execution policy off SNS Bank.

Brochures
Click here for the brochure Understanding the Protection of Client Assets off Pershing.
Click here for the brochure Pershing in brief.
Click here for the disclosure statement off Pershing Advisors Solutions (PAS).
Click here for the financial information off de BNY Mellon (moeder off Pershing LLC and PAS).
Click here for the SIPC Insurance of your account with Pershing.

Sites
Click here for the site of the FINRA (Financial Industry Regulatory Authority).
Click here for the site of the SEC (U.S. Securities and Exchange Commission).
Click here for the site of the FCA (Financial Conduct Authority)
Click here for the site of the BAFIN (Bundesanstalt für Finanzdienstleistungsaufsicht)